三州資本控股公司

2022年6月14日

First Trust Advisors L.P.(“FTA”)今天宣布，封閉基金First Trust Enhanced Equity Income Fund(紐交所代碼:FFA)(“基金”)的股東已投票批準與Chartwell investment Partners, LLC(“Chartwell”)簽訂新的投資子谘詢協議。本月早些時候，Raymond James收購了Chartwell母公司TriState Capital Holdings(“TriState”)的大部分資產(“交易”)。該交易是本基金與Chartwell之前的子谘詢協議的“轉讓”，該協議在交易完成時自動終止。在交易結束前，本基金董事會批準了本基金、FTA和Chartwell之間的一項新的投資分谘詢協議(“新分谘詢協議”)，該協議已提交給本基金股東，供其在特別股東會議上批準。FTA是聯邦注冊的投資顧問，並擔任本基金的投資顧問。FTA及其附屬公司First Trust investments L.P.(“FTP”)是一家在美國金融業監管局(FINRA)注冊的經紀自營商，是提供各種投資服務的私營公司。截至2022年5月31日，自由貿易協定通過單位投資信托、交易所交易基金、封閉式基金、共同基金和獨立管理賬戶管理或監督的集體資產約為2030億美元。FTA是First Trust單位投資信托的監管者，而FTP是發起人。FTP也是共同基金股份和交易所交易基金創建單位的分銷商。FTA和FTP總部設在伊利諾伊州的惠頓。 Chartwell has served as the investment sub-advisor to the Fund since September 14, 2007. Chartwell is an investment firm focusing on institutional, sub-advisory, and private client relationships. The firm is a research-based equity and fixed-income manager with a disciplined, team-oriented investment process. As of May 31, 2022, Chartwell had approximately $10.9 billion in assets under management. This press release contains certain forward-looking statements within the meaning of the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended. Forward-looking statements include statements regarding the goals, beliefs, plans or current expectations of FTA and/or Horizon and their respective representatives, taking into account the information currently available to them. Forward-looking statements include all statements that do not relate solely to current or historical fact. For example, forward-looking statements include the use of words such as “anticipate,” “estimate,” “intend,” “expect,” “believe,” “plan,” “may,” “should,” “would,” “will” or other words that convey uncertainty of future events or outcomes. Forward-looking statements involve known and unknown risks, uncertainties and other factors that may cause the actual results, performance or achievements of a Fund to be materially different from any future results, performance or achievements expressed or implied by the forward-looking statements. When evaluating the information included in this press release, you are cautioned not to place undue reliance on these forward-looking statements, which reflect the judgment of FTA and/or Horizon and their respective representatives only as of the date hereof. No obligation will be undertaken to publicly revise or update these forward-looking statements to reflect events and circumstances that arise after the date hereof. The Fund’s daily closing price and net asset value per share as well as other information can be found at www.ftportfolios.com . View source version on businesswire.com: https://www.businesswire.com/news/home/20220614005718/en/ © Business Wire 2022